Compliance under SEBI and Stock exchanges

We provide advisory and assistance to companies incorporated in India or doing business in India to comply with guidelines under the Securities and Exchange Board of India (SEBI) and the respective Stock Exchanges.


We:

  •   Advise and coordinate Initial Public Offering (IPO).
  •   Support Listing of Securities, both Equity as well as Debt Instruments.
  •   Ensure compliance with all clauses of Listing Regulations for a Listed Company.
  •   Coordinate with SEBI and Stock Exchanges, RBI, ROC, NSDL, CDSL and other Regulatory Authorities to sort out Legal issues on behalf of the company.
  •   Ensure compliance with Investor Protection Rules, Insider Trading & SEBI Takeover Regulations, the Depositories Act and the other SEBI regulations for a Listed Company.
  •   Address matters of Voluntary and compulsory Delisting of Securities from the Indian Stock Exchanges.
  •   Issue certificates as an Independent Practising Company Secretary.
  •   Prepare documents for seeking the lifting of suspension on Listing and undertaking Re-Listing of Securities on the Stock Exchange.
  •   Issue the Quarterly Secretarial Audit Certificate for Reconciliation required under the notification issued by SEBI.
  •   Issue of all the applicable Quartely, Half Yearly and Annual Certificates as per SEBI LODR norms.
  •   Issue certificate for the Transfer and Dematerialisation of shares under the NSDL or CDSL Bye-Laws.
  •   Prepare and assist the company in preparing the Quarterly Shareholding pattern to be submitted to the Stock Exchanges.
  •   Advise the company on all the Securities Laws including the Securities Contract Regulation Act, the Securities and Exchange Board of India Act, Take Over Regulations, Insider Regulations.
  •   Coordinate with the Registrar and Share Transfer Agents, Stock Exchange, Depositories, and SEBI.